Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest George Strauss is a financial professional with over 20 years of experience in the industry. He is currently registered with DAI Securities, LLC and has a strong track record of providing investment advice and guidance to clients. Ernest has a wide range of experience, having previously worked with firms such as TRIAD ADVISORS LLC and CE CAPITAL ADVISORS, INC. Ernest holds several industry licenses and designations, including Series 7, 24, 27, 51, 63, SIE, and 99TO, demonstrating his commitment to professional development and staying current with industry best practices. Ernest is dedicated to providing exceptional service to his clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
04/17/2019 - Present
DAI Securities, LLC (Atlanta GA)
GA
06/16/2006 - 04/10/2019
TRIAD ADVISORS LLC (NORCROSS GA)
MA
08/17/2004 - 05/16/2006
CE CAPITAL ADVISORS, INC. (MARLBOROUGH MA)
LA
12/07/2005 - 05/12/2006
GLOBAL HUNTER SECURITIES, LLC (NEW ORLEANS LA)
IN
06/30/2005 - 05/12/2006
HOMELAND SECURITIES FINANCIAL SERVICES GROUP, INC. (NEW ALBANY IN)
FL
03/02/2005 - 05/12/2006
J.S.H. TRADING, LLC (PALM BEACH FL)
NY
10/26/2004 - 05/12/2006
GYRE SECURITIES, LLC (QUEENS NY)
FL
06/07/2004 - 05/12/2006
SECURE TREND FINANCIAL, LLC (TAMPA FL)
NY
02/18/2004 - 12/21/2005
QUADRISERV SECURITIES, INC. (NEW YORK NY)
FL
06/23/2003 - 01/13/2005
US TAX ADVISORY GROUP, INC. (SARASOTA FL)
PA
02/16/2004 - 11/22/2004
GREENTREE BROKERAGE SERVICES, INC. (PHILADELPHIA PA)
NC
05/07/2004 - 07/21/2004
LIBERTY PARTNERS FINANCIAL SERVICES, LLC (RALEIGH NC)
BC
Issued 10/06/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2019
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/11/2006
Series 24 - General Securities Principal Examination
BC
Issued 05/20/2003
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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