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Ernest G Pellegrino

Garden State Securities, Inc.

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About Ernest G Pellegrino

Ernest G. Pellegrino is a registered representative with Garden State Securities, Inc. located in Red Bank, NJ. Ernest has been in the industry since March 9, 1990, and holds Series 7, 24, 63, SIE and 79TO licenses. Ernest is registered in Illinois, New Jersey, New York and Texas. Prior to joining Garden State Securities, Inc., Ernest was a registered representative with First Montauk Securities Corp. in Red Bank, NJ, Coleman & Company Securities, Inc. in New York, NY, U.S. Equities, Inc. in Red Bank, NJ, State Capital Markets Corporation in New York, NY, Gruntal & Co. Incorporated in New York, NY and Lehman Brothers Inc. in New York, NY.

Firm Information

Ernest Pellegrino is currently registered with Garden State Securities, Inc.. Garden State Securities, Inc. is a Corporation that was formed on March 1, 1980. They are registered with the SEC and have a presence in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ernest Pellegrino’s Registration & Firm History

NJ

10/30/2008 - Present

Garden State Securities, Inc. (RED BANK NJ)

NJ

12/08/2000 - 10/31/2008

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

NY

01/30/1998 - 12/06/2000

COLEMAN & COMPANY SECURITIES, INC. (NEW YORK NY)

NJ

06/12/1997 - 01/21/1998

U.S. EQUITIES, INC. (RED BANK NJ)

NY

01/16/1995 - 09/30/1996

STATE CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

03/12/1993 - 01/20/1995

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

NY

10/15/1991 - 04/06/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

06/20/1989 - 10/22/1991

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/07/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/07/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ernest G Pellegrino.
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