Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Fulton Cave is a financial advisor with over 15 years of experience in the financial services industry. Ernest is currently registered with Osaic Wealth, Inc. and has offices in Scottsdale, Arizona and Ponte Vedra Beach, Florida. Ernest offers financial planning, portfolio management and pension consulting services to individuals, high net worth individuals, corporations and charitable organizations. Ernest has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
10/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
FL
03/25/2017 - 11/11/2019
MML INVESTORS SERVICES, LLC (JACKSONVILLE FL)
FL
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (JACKSONVILLE FL)
FL
06/08/2012 - 01/02/2015
NEW ENGLAND SECURITIES (JACKSONVILLE FL)
NJ
04/23/2010 - 02/01/2011
AXA DISTRIBUTORS, LLC (JERSEY CITY NJ)
FL
07/30/2009 - 12/31/2009
WORLD GROUP SECURITIES, INC. (JACKSONVILLE FL)
FL
04/25/2006 - 06/24/2009
WELLS FARGO ADVISORS, LLC (JACKSONVILLE FL)
IA
Issued 12/20/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2017
Series 7 - General Securities Representative Examination
BC
Issued 04/24/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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