Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Guilliams is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. He has been a registered representative since 1977 and has a strong track record of helping clients reach their financial goals. Ernest Guilliams is experienced in providing portfolio management for both individuals and businesses. He is also a member of the Georgia Planned Giving Council and the KSU Planned Giving Advisory Board. Ernest Guilliams holds a Series 7, Series 63, Series 65, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
12/08/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ALPHARETTA GA)
GA
06/15/2002 - 12/08/2008
WACHOVIA SECURITIES, LLC (ALPHARETTA GA)
NC
04/22/1994 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NA
03/31/1994 - 04/22/1994
INTERSTATE/JOHNSON LANE CORPORATION
NY
03/07/1989 - 04/12/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NA
10/14/1988 - 03/13/1989
INTERSTATE/JOHNSON LANE CORPORATION
NA
12/13/1985 - 10/14/1988
JOHNSON, LANE, SPACE, SMITH & CO., INC.
NA
06/20/1985 - 12/12/1985
WILLIAM BLAIR & COMPANY
NA
03/01/1977 - 06/12/1985
E. F. HUTTON & COMPANY INC
IA
Issued 05/05/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1994
PC - AMEX Put and Call Exam
BC
Issued 02/19/1977
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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