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Ernest E Cunningham

KEY Investment Services LLC

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About Ernest E Cunningham

Ernest Cunningham has been working in the financial services industry since 2015. Ernest currently works as an Investment Advisor Representative at Key Investment Services LLC. Previously, Ernest was an Investment Advisor Representative at Ameriprise Financial Services, LLC and Cetera Investment Services LLC. Ernest Cunningham holds multiple licenses, including the Series 66, Series 65, Series 53, Series 24, Series 52TO, Series 7, and SIE. Ernest is registered in 17 states and has a proven track record of providing clients with comprehensive financial advice and planning.

Firm Information

Ernest Cunningham is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ernest Cunningham’s Registration & Firm History

OH

04/28/2023 - Present

KEY Investment Services LLC (BROOKLYN OH)

OH

05/24/2021 - 04/10/2023

AMERIPRISE FINANCIAL SERVICES, LLC (CORTLAND OH)

OH

01/24/2020 - 05/17/2021

CETERA INVESTMENT SERVICES LLC (Warren OH)

OH

01/18/2018 - 01/27/2020

EDWARD JONES (WARREN OH)

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Licenses & Designations

BOTH

Issued 02/09/2018

Series 66 - Uniform Combined State Law Examination

IA

Issued 09/07/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/02/2024

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/03/2022

Series 24 - General Securities Principal Examination

BC

Issued 03/15/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/18/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ernest E Cunningham.
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