Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Domenic Kappotis is a financial advisor with over 13 years of experience in the industry. Ernest has been registered with the Securities and Exchange Commission since 2005 and has held various positions at several firms including Wright Investors' Service Distributors, Inc., BMI Capital International LLC, and Usca Securities LLC. Currently, Ernest is registered with Quinbrook Capital Partners LLC and SGI Securities LLC. Ernest has a broad range of experience and expertise in the financial services industry, including investment advisory services, securities trading, and investment banking. Ernest has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/13/2022 - Present
Quinbrook Capital Partners LLC (NEW YORK NY)
MA
03/29/2017 - 03/31/2022
USTOCKTRADE SECURITIES, INC. (NEWTON MA)
NA
10/08/2019 - 08/17/2021
LAKERIDGE CAPITAL INC. (ONTARIO )
NY
03/07/2019 - 05/04/2021
EASTGATE SECURITIES, LLC (NEW YORK NY)
MA
08/24/2020 - 02/02/2021
CURTIS POINT CAPITAL (WESTON MA)
MA
01/19/2019 - 11/02/2020
CBC SECURITIES, INC. (NEWTON MA)
ND
07/22/2019 - 10/06/2020
CAPITAL FINANCIAL SERVICES, INC. (MINOT ND)
MA
07/16/2018 - 02/22/2019
DETWILER FENTON & CO. (BOSTON MA)
ND
05/22/2017 - 10/05/2017
CAPITAL FINANCIAL SERVICES, INC. (MINOT ND)
CT
04/10/2017 - 08/15/2017
NEWCASTLE DISTRIBUTORS LLC (AVON CT)
KY
11/20/2015 - 07/29/2016
PRIVATE CLIENT SERVICES, LLC (LOUISVILLE KY)
CA
03/03/2016 - 06/15/2016
WCA SECURITIES, LLC (PALO ALTO CA)
CT
08/14/2015 - 03/22/2016
W G SECURITIES, LLC (WOODBRIDGE CT)
MA
04/12/2007 - 05/02/2011
DETWILER FENTON & CO. (BOSTON MA)
MA
08/24/2006 - 04/13/2007
NYLIFE SECURITIES LLC (WALTHAM MA)
MA
06/06/2005 - 07/25/2006
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
BOTH
Issued 07/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/19/2007
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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