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Ernest David Templeton

Equitable Distributors, LLC

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About Ernest David Templeton

Ernest Templeton is a financial advisor with over 30 years of experience in the industry. He is currently registered with Equitable Distributors, LLC. Ernest has a wide range of experience, having previously worked at firms such as NYLIFE Distributors LLC, Tower Square Securities, Inc., and Transamerica Capital, Inc. Ernest's expertise is complemented by his Series 7 and Series 63 licenses. He is also a licensed Investment Advisor Representative.

Firm Information

Ernest Templeton is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ernest Templeton’s Registration & Firm History

NC

09/10/2007 - Present

Equitable Distributors, LLC (Charlotte NC)

NJ

09/15/2004 - 09/07/2007

NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)

CA

06/25/2003 - 08/13/2004

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

MA

01/12/2001 - 10/28/2002

ALLMERICA INVESTMENTS, INC. (WORCESTER MA)

CO

06/05/1998 - 10/09/2000

TRANSAMERICA CAPITAL, INC. (DENVER CO)

FL

04/18/1997 - 05/06/1998

INTERSECURITIES, INC. (ST. PETERSBURG FL)

NA

04/17/1990 - 10/28/1997

THE ADVISORS GROUP, INC.

MD

12/16/1987 - 10/28/1997

THE ADVISORS GROUP, INC. (BETHESDA MD)

NC

11/25/1996 - 03/27/1997

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

MD

04/21/1995 - 04/02/1996

CALVERT DISTRIBUTORS, INC. (BETHESDA MD)

NA

08/23/1988 - 01/25/1989

PRUDENTIAL-BACHE SECURITIES INC.

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Licenses & Designations

IA

Issued 07/01/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/01/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ernest David Templeton.
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