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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Collins is a financial advisor with Cetera Investment Advisers LLC, with over 9 years of experience in the financial services industry. Ernest Collins has a strong track record of providing financial advice and investment management services to individuals, families, and businesses. Ernest Collins is committed to providing personalized financial advice and helping clients achieve their financial goals. Ernest Collins is registered with FINRA and holds the Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Prior to joining Cetera Investment Advisers LLC, Ernest Collins worked at Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Foresters Financial Services, Inc. Ernest Collins is a member of Cetera Investment Advisers LLC, a firm that provides a wide range of financial services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
04/14/2023 - Present
Cetera Investment Advisers LLC (LIVERMORE CA)
CA
11/12/2019 - 03/29/2023
CITIGROUP GLOBAL MARKETS INC. (Danville CA)
CA
01/07/2016 - 10/23/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LIVERMORE CA)
CA
10/10/2014 - 12/10/2015
FORESTERS FINANCIAL SERVICES, INC. (WALNUT CREEK CA)
IA
Issued 10/07/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/10/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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