Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Collins is an investment advisor representative, registered with Cetera Investment Advisers LLC, since March 2023. Ernest has been active in the financial industry since 2014 and is licensed in multiple states. His professional experience includes roles with First Investors Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bank of America, N.A. and Citigroup. Ernest has a strong track record of providing comprehensive financial advice to individuals, families and businesses. His services include financial planning, portfolio management and pension consulting. Ernest is committed to helping clients achieve their financial goals through a personalized approach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
04/14/2023 - Present
Cetera Investment Advisers LLC (LIVERMORE CA)
CA
11/12/2019 - 03/29/2023
CITIGROUP GLOBAL MARKETS INC. (Danville CA)
CA
01/07/2016 - 10/23/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LIVERMORE CA)
CA
10/10/2014 - 12/10/2015
FORESTERS FINANCIAL SERVICES, INC. (WALNUT CREEK CA)
IA
Issued 10/7/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/28/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/10/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Ernest Collins is the right advisor for you? Invested Better is here to help.
