Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Christopher Jochim is a registered representative with Charles Schwab & CO., Inc. Ernest has been in the securities industry since December 16, 2014. Ernest has been registered with Charles Schwab & CO., Inc. since September 15, 2023. Ernest also previously worked at BANC OF AMERICA INVESTMENT SERVICES, INC., CHASE INVESTMENT SERVICES CORP. and UBS PAINEWEBBER INC. Ernest holds Series 3, 7, 9, 10, 63, and 66 licenses. Ernest is registered in 53 states. Ernest is also a registered investment advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
09/15/2023 - Present
Charles Schwab & CO., Inc. (WESTLAKE TX)
TX
10/28/2004 - 08/17/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (FT. WORTH TX)
IL
09/25/2002 - 11/02/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NJ
12/13/2000 - 10/19/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 09/14/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/17/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/18/2020
Series 3 - National Commodity Futures Examination
BC
Issued 09/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/21/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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