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Ernest Chi Tse

Osaic FS, Inc.

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About Ernest Chi Tse

Ernest Tse is an active investment advisor representative registered in the state of California. Ernest has been in the financial industry for 12 years and is currently registered with Osaic FS, Inc. Ernest Tse has previously worked with MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC., NEW ENGLAND SECURITIES, METLIFE SECURITIES INC., WOODMEN FINANCIAL SERVICES, INC., and SAMCO FINANCIAL SERVICES, INC.. Ernest has passed several exams including Series 6, 7TO, 63, and 65. Ernest also holds a current Series 63 registration for Washington and is a registered investment advisor representative in California. Ernest's areas of specialization include Retirement Planning, Investment Management, Financial Planning, Annuities, and Insurance.

Firm Information

Ernest Tse is currently registered with Osaic FS, Inc.. Osaic FS, Inc. is a Corporation that was formed on January 21, 1969. The firm is headquartered in FORT WAYNE, IN, United States. Osaic FS, Inc. is a registered investment advisor with the SEC and in 53 states. The firm has approximately 655 registered representatives and 371 investment advisor representatives. The firm manages approximately $4,483,164,358 in assets, including $1,240,351,270 in discretionary assets. The firm offers a variety of investment advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. The firm's client base includes individuals, corporations, and retirement plans.
Osaic FS, Inc.

1301 SOUTH HARRISON STREET

FORT WAYNE, IN 46802

$4.48B

Assets Under Management

300

Total Clients

311

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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retirement plan consulting services provided on limited basis.

Retirement plan consulting services provided on limited basis.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ernest Tse’s Registration & Firm History

CA

12/07/2020 - Present

Osaic FS, Inc. (SAN FRANCISCO CA)

CA

03/25/2017 - 12/07/2020

MML INVESTORS SERVICES, LLC (Foster City CA)

CA

01/02/2015 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (FOSTER CITY CA)

CA

01/06/2010 - 01/02/2015

NEW ENGLAND SECURITIES (FOSTER CITY CA)

CA

08/06/2009 - 04/05/2010

METLIFE SECURITIES INC. (FOSTER CITY CA)

NE

04/06/2005 - 06/29/2005

WOODMEN FINANCIAL SERVICES, INC. (OMAHA NE)

AZ

03/30/2004 - 03/16/2005

SAMCO FINANCIAL SERVICES, INC. (PHOENIX AZ)

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Licenses & Designations

IA

Issued 01/10/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/13/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/04/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ernest Chi Tse.
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