Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Charles Santeralli is an investment advisor representative with Wells Fargo Clearing Services, LLC. Ernest has been in the financial industry since 1984. Ernest holds Series 7, Series 63 and Series 65 licenses. Ernest is registered with the following states: Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Kentucky, Massachusetts, Michigan, Minnesota, Nebraska, Nevada, New York, North Carolina, Ohio, Oklahoma, Puerto Rico, South Carolina, Tennessee, Texas, West Virginia, Wisconsin and Wyoming. Prior to joining Wells Fargo Clearing Services, LLC Ernest was employed by Blunt Ellis & LoeWI Incorporated and Thomson McKinnon Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/24/2019 - Present
Wells Fargo Clearing Services, LLC (NAPERVILLE IL)
NA
03/17/1989 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NA
01/25/1988 - 03/29/1989
THOMSON MCKINNON SECURITIES INC.
NA
12/18/1984 - 02/02/1988
DEAN WITTER REYNOLDS INC.
IA
Issued 09/01/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ernest Santeralli is the right advisor for you? Invested Better is here to help.
