Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Castelluccio is a financial professional with over 25 years of experience in the industry. Ernest is currently a registered representative with Piper Sandler & Co. Ernest is licensed in Connecticut and is a Series 7, 55, 63, 57TO and 99TO licensed professional. Ernest has previously worked with several other firms including Cantor Fitzgerald & Co, INSTINET, LLC and FIS BROKERAGE & SECURITIES SERVICES LLC. Ernest specializes in providing financial and investment services to a variety of clients including government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
06/07/2022 - Present
Piper Sandler & Co. (Greenwich CT)
IL
12/02/2021 - 06/09/2022
FIS BROKERAGE & SECURITIES SERVICES LLC (BOLINGBROOK IL)
NY
07/29/2019 - 10/08/2021
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
06/01/2006 - 12/22/2017
INSTINET, LLC (NEW YORK NY)
NY
08/01/2000 - 06/01/2006
INSTINET, LLC (NEW YORK NY)
NY
03/23/1999 - 08/01/2000
INSTINET CORPORATION (NEW YORK NY)
NY
01/22/1997 - 01/15/1998
CANTOR FITZGERALD PARTNERS (NEW YORK NY)
NY
01/22/1997 - 01/15/1998
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NY
08/19/1993 - 02/27/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
BC
Issued 12/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 12/22/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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