Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Arnold is an investment advisor representative who has been in the industry since February 11, 1993. Ernest is currently registered with Western International Securities, Inc. and has been with this firm since July 2, 2021. Prior to that, Ernest was with RJJ Pasadena Securities, Inc. and B.B. Graham & Company, Inc. Ernest offers a variety of financial planning services, including pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/02/2021 - Present
Western International Securities, Inc. (PASADENA CA)
CA
02/21/2019 - 06/29/2021
RJJ PASADENA SECURITIES, INC. (SOUTH PASADENA CA)
CA
07/09/2007 - 02/26/2019
B.B. GRAHAM & COMPANY, INC. (PASADENA CA)
CA
11/08/2000 - 07/12/2007
BROOKSTREET SECURITIES CORPORATION (PASADENA CA)
CA
11/24/1999 - 11/13/2000
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
CA
09/30/1999 - 10/14/1999
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
CA
01/13/1998 - 09/30/1999
W.J. GALLAGHER & COMPANY, INC. (PASADENA CA)
CA
09/09/1996 - 01/02/1998
M.A. GILLESPIE INVESTMENT CORP. (TARZANA CA)
CA
06/06/1995 - 04/18/1996
BARABAN SECURITIES, INC. (LOS ANGELES CA)
NA
09/07/1988 - 07/10/1991
PRABANK CAPITAL LIMITED
IA
Issued 04/28/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/1996
Series 24 - General Securities Principal Examination
BC
Issued 05/31/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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