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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Sampson is a financial advisor registered with Private Client Services, LLC. He is also a registered investment advisor with the state of Kentucky, as well as with other states. Ernest holds several licenses and certifications, including Series 7, 6, 52TO, 53, and 24, and has been in the financial services industry since 1989. He has also earned the designation of Chartered Financial Consultant. Ernest has extensive experience working with individuals and families, and he provides a variety of financial services, including financial planning, portfolio management, and investment advice. He is committed to providing his clients with personalized financial guidance and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
03/08/2011 - Present
Private Client Services, LLC (LOUISVILLE KY)
KY
08/22/2003 - 05/13/2010
WOODBURY FINANCIAL SERVICES, INC. (LOUISVILLE KY)
DE
06/12/1990 - 09/03/2003
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
IA
12/21/1989 - 06/22/1990
E.I. SALES, INC. (DES MOINES IA)
BC
Issued 12/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/02/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1990
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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