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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Anthony Cozzi is a financial advisor with Cetera Investment Advisers LLC, a registered investment advisor firm. He is based in Oak Brook, Illinois. Ernest has been in the financial industry since 1984. He holds the Series 6, 7, 26, and 63 licenses. Ernest is a Chartered Financial Consultant and provides financial planning, pension consulting, and educational seminars to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
06/29/2023 - Present
Cetera Investment Advisers LLC (Oak Brook IL)
IL
10/05/2015 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (Oak Brook IL)
IL
09/23/2011 - 12/04/2015
J.P. TURNER & COMPANY, L.L.C. (OAKBROOK IL)
IL
12/20/2006 - 09/28/2011
WORKMAN SECURITIES CORPORATION (OAK BROOK IL)
IL
04/10/1996 - 01/03/2007
1717 CAPITAL MANAGEMENT COMPANY (LOMBARD IL)
IN
10/04/1994 - 03/18/1996
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
10/04/1994 - 03/18/1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NJ
10/18/1984 - 10/28/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/18/1984 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 4/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/2/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/15/1994
Series 7 - General Securities Representative Examination
BC
Issued 10/17/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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