Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Johnston is a financial professional with over 30 years of experience in the industry. Ernest currently works at LPL Financial LLC, based in Clearwater, FL. Previously, Ernest worked at Ameriprise Financial Services, Inc., Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., Salomon Smith Barney Inc., J.C. Bradford & Co., Prudential Securities Incorporated, and Thomson McKinnon Securities Inc. Ernest has a wide range of experience in various financial markets and offers a variety of services to clients. Ernest holds multiple licenses and certifications, including the Series 3, 6, 7, 63, and 65 licenses. Ernest is a registered representative in Florida and Arizona and has worked in the Clearwater area since 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/10/2022 - Present
LPL Financial LLC (CLEARWATER FL)
FL
10/23/2018 - 06/27/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Brooksville FL)
FL
06/01/2007 - 09/12/2018
WELLS FARGO CLEARING SERVICES, LLC (TRINITY FL)
TN
10/25/2002 - 06/11/2007
UBS FINANCIAL SERVICES INC. (MEMPHIS TN)
NY
04/09/1999 - 11/01/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
05/13/1994 - 04/19/1999
J.C. BRADFORD & CO. (NEW YORK NY)
NY
08/25/1989 - 05/16/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/13/1987 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
05/14/1986 - 01/19/1987
AMERICAN TRUST SECURITIES CORPORATION
IA
Issued 11/06/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1990
Series 3 - National Commodity Futures Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 05/13/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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