Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Albert Newman is an active Investment Advisor Representative in Illinois and a Registered Representative in 21 states. Ernest has been in the industry since 1997 and is currently employed at J.P. Morgan Securities LLC. Ernest's previous experience includes roles at U.S. Bancorp Investments, Inc., Chase Investment Services Corp., Banc One Securities Corporation, Harris Investor Services LLC and Morgan Stanley DW Inc. Ernest has passed the Series 63, 65, 7 and SIE exams. Ernest specializes in Financial Planning, Pension Consulting, Portfolio Management for Individuals and Businesses, and Selection of Other Advisers. Ernest has been registered with J.P. Morgan Securities LLC since 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
02/17/2016 - Present
J.p. Morgan Securities LLC (BATAVIA IL)
IL
04/18/2011 - 10/30/2012
U.S. BANCORP INVESTMENTS, INC. (PALATINE IL)
IL
07/06/2005 - 04/04/2011
CHASE INVESTMENT SERVICES CORP. (PALATINE IL)
IL
12/03/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NJ
07/31/2003 - 10/28/2003
HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)
NY
03/20/1997 - 12/05/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 04/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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