Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest Alan Freeman is a financial advisor with over 40 years of experience in the industry. Ernest has held senior positions at well-known firms such as A.G. Edwards & Sons, Inc. and Wells Fargo Advisors, LLC. Ernest joined Robert W. Baird & Co. Inc. in 2025. Ernest offers a wide range of services to individuals, families, businesses, and institutions. Ernest specializes in investment management, financial planning, and retirement planning. Ernest is committed to providing his clients with personalized service and a customized approach to their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MA
01/07/2025 - Present
Robert W. Baird & Co. Inc. (Danvers MA)
MA
01/01/2008 - 10/13/2015
WELLS FARGO ADVISORS, LLC (BEVERLY MA)
MA
05/18/1990 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PEABODY MA)
NY
05/14/1988 - 06/05/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
04/21/1977 - 05/14/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 04/14/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/10/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/07/1986
Series 24 - General Securities Principal Examination
BC
Issued 11/20/1985
Series 4 - Registered Options Principal Examination
BC
Issued 02/24/1982
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 10/19/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 04/16/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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