Unclaimed
Ernest Stiba is a financial advisor at Lion Street Advisors, LLC. Ernest has been in the financial services industry since 1984. Ernest is a registered investment advisor in Texas and New Hampshire. Ernest has a Series 7, Series 24, and Series 63 license. Ernest also holds a Series SIE license. Ernest's areas of specialization include financial planning, portfolio management for individuals and businesses, and pension consulting. Ernest provides advisory services to high-net-worth individuals, pension and profit-sharing plans, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
09/22/2016 - Present
Lion Street Advisors, LLC (Waco TX)
TX
05/17/2006 - 09/27/2016
WOODBURY FINANCIAL SERVICES, INC. (WACO TX)
MA
10/18/2002 - 05/19/2006
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
CT
06/01/1995 - 10/30/2002
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
TX
07/26/1991 - 08/22/2000
OMEGA SECURITIES, INC. (FORT WORTH TX)
CT
02/15/1990 - 09/12/1991
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
FL
03/20/1989 - 12/29/1989
FARWEST SECURITIES, INC. (TAMPA FL)
NA
04/27/1984 - 03/29/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 06/12/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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