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Ernest Adolf Stiba

Lion Street Advisors, LLC

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About Ernest Adolf Stiba

Ernest Stiba is a financial advisor at Lion Street Advisors, LLC. Ernest has been in the financial services industry since 1984. Ernest is a registered investment advisor in Texas and New Hampshire. Ernest has a Series 7, Series 24, and Series 63 license. Ernest also holds a Series SIE license. Ernest's areas of specialization include financial planning, portfolio management for individuals and businesses, and pension consulting. Ernest provides advisory services to high-net-worth individuals, pension and profit-sharing plans, and individuals other than high-net-worth.

Firm Information

Ernest Stiba is currently registered with Lion Street Advisors, LLC. Lion Street Advisors, LLC is an investment advisory firm based in Austin, TX, with over 141 investment advisor representatives and 126 licensed agents. The firm manages over $2.3 billion in assets for a diverse clientele, including individuals, high-net-worth individuals, pension and profit-sharing plans, and other investment advisors. Lion Street Advisors provides financial planning, pension consulting, portfolio management for individuals and businesses, selection of other advisors, and wrap fee program participation.
Lion Street Advisors, LLC

300 COLORADO

AUSTIN, TX 78701

$2.34B

Assets Under Management

Not reported

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ernest Stiba’s Registration & Firm History

TX

09/22/2016 - Present

Lion Street Advisors, LLC (Waco TX)

TX

05/17/2006 - 09/27/2016

WOODBURY FINANCIAL SERVICES, INC. (WACO TX)

MA

10/18/2002 - 05/19/2006

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

CT

06/01/1995 - 10/30/2002

WS GRIFFITH SECURITIES, INC. (HARTFORD CT)

TX

07/26/1991 - 08/22/2000

OMEGA SECURITIES, INC. (FORT WORTH TX)

CT

02/15/1990 - 09/12/1991

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

FL

03/20/1989 - 12/29/1989

FARWEST SECURITIES, INC. (TAMPA FL)

NA

04/27/1984 - 03/29/1989

INTEGRATED RESOURCES EQUITY CORPORATION

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Licenses & Designations

BC

Issued 06/12/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/15/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ernest Adolf Stiba. Review regulatory record here.
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