Unclaimed
Ernest Acosta is a financial professional with experience in the securities industry. Ernest is currently registered with Fidelity Brokerage Services LLC. Ernest is a Series 7TO, Series 6, and Series 63 licensed professional. Ernest has previously been employed by Vanguard Marketing Corporation, Farmers Financial Solutions, LLC, and Chase Investment Services Corp. Ernest has been registered in 53 states and is currently licensed in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
04/28/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
AZ
12/02/2022 - 02/24/2023
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
CA
06/13/2013 - 12/31/2013
FARMERS FINANCIAL SOLUTIONS, LLC (BAKERSFIELD CA)
CA
02/13/2012 - 08/13/2012
CHASE INVESTMENT SERVICES CORP. (DELANO CA)
BC
Issued 12/19/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/28/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Ernest Acosta is the right advisor for you? Invested Better is here to help.