Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ernest? Claim Your ProfileErnest A. Santos is a financial advisor with J.p. Morgan Securities LLC. Ernest has been in the financial industry since 1987. Ernest is registered to provide investment advice and securities in several states, including New Jersey, New York, and Texas. Ernest has experience working with clients including corporations, individuals, charitable organizations, pension and profit-sharing plans, labor unions, and insurance companies. Ernest is committed to providing clients with personalized financial advice and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/19/2013 - Present
J.p. Morgan Securities LLC (New York NY)
NY
04/24/1997 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
IN
11/29/1994 - 04/23/1997
MDS SECURITIES INCORPORATED (CARMEL IN)
NY
10/28/1992 - 11/29/1994
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NY
09/04/1992 - 10/28/1992
NATWEST INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
07/12/1991 - 07/13/1992
USLIFE EQUITY SALES CORP. (NEW YORK NY)
AZ
11/19/1989 - 01/01/1990
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
04/13/1987 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
04/13/1987 - 07/07/1987
RESOURCES DISTRIBUTORS, INCORPORATED
NA
11/18/1986 - 01/19/1987
THE STUART-JAMES COMPANY, INC.
NA
04/16/1985 - 08/08/1986
FIRST INVESTORS CORPORATION
IA
Issued 07/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 04/15/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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