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Ernest A Colon

PFS Investments Inc.

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About Ernest A Colon

Ernest A Colon is a registered representative with pfs Investments Inc. and has been in the industry since December 2002. Ernest is currently registered with FINRA and the state of New York. Ernest previously worked at Lincoln Financial Advisors Corporation, HSBC Securities (USA) Inc., M&T Securities, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Ernest has passed the Series 66, Series 7 and SIE exams.

Firm Information

Ernest Colon is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ernest Colon’s Registration & Firm History

NY

06/15/2018 - Present

PFS Investments Inc. (BINGHAMTON NY)

NY

10/22/2009 - 08/02/2016

LINCOLN FINANCIAL ADVISORS CORPORATION (VESTAL NY)

NY

11/07/2005 - 08/31/2009

HSBC SECURITIES (USA) INC. (ENDICOTT NY)

MD

12/20/2001 - 11/02/2005

M&T SECURITIES, INC. (BALTIMORE MD)

MN

09/06/2001 - 10/26/2001

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

09/06/2001 - 10/26/2001

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MN

09/07/2000 - 08/06/2001

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

09/07/2000 - 08/06/2001

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 09/11/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ernest A Colon.
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