Unclaimed
Ermete Joseph Torregrossa is a financial professional with over 50 years of experience in the industry. Ermete is currently registered with A.g.p. / Alliance Global Partners and has held previous roles at AEGIS CAPITAL CORP., DU PASQUIER & CO., INC., MAXIM GROUP LLC, INVESTEC ERNST & COMPANY, HERZOG, HEINE, GEDULD, INC., PRUDENTIAL-BACHE SECURITIES INC., THOMSON MCKINNON SECURITIES INC., MOSELEY SECURITIES CORPORATION, MOSELEY, HALLGARTEN & ESTABROOK INC, C. B. RICHARD, ELLIS & CO., JANNEY MONTGOMERY SCOTT INC. and HAYDEN STONE INC. Ermete is registered to conduct business in Florida, New Jersey and New York. Ermete holds Series 7TO, SIE, PC and Series 1 licenses. Ermete specializes in financial planning, selection of other advisors, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
NY
12/24/2020 - Present
A.g.p. / Alliance Global Partners (New York NY)
NY
07/18/2014 - 12/22/2020
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
05/02/2008 - 07/25/2014
DU PASQUIER & CO., INC. (NEW YORK NY)
NY
10/23/2002 - 05/16/2008
MAXIM GROUP LLC (NEW YORK NY)
NY
01/31/2001 - 10/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
11/16/1990 - 01/31/2001
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
NY
08/25/1989 - 11/19/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NY
02/24/1988 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
02/23/1979 - 02/26/1988
MOSELEY SECURITIES CORPORATION
NA
06/14/1976 - 02/23/1979
MOSELEY, HALLGARTEN & ESTABROOK INC
NA
02/26/1975 - 07/15/1976
C. B. RICHARD, ELLIS & CO.
NA
10/07/1974 - 03/19/1975
JANNEY MONTGOMERY SCOTT INC.
NA
07/29/1974 - 10/07/1974
HAYDEN STONE INC.
NA
12/17/1969 - 08/30/1974
SCHWEICKART & CO.
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 12/18/1961
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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