Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erle? Claim Your ProfileErle Petrie is a financial professional with over 35 years of experience in the financial services industry. Erle is currently registered with LPL Financial LLC and has been serving clients from the Irvine, CA office since November 2024. Erle has a diverse background, having previously worked with Securities America, Inc., PRUCO Securities Corporation, The Prudential Insurance Company of America, EQUICO Securities, Inc. and The Equitable Life Assurance Society of the United States. Erle is a Certified Financial Planner™ and holds Series 6, 7, 24, 63 and 65 licenses. Erle's experience spans various areas, including investment advising, non-variable insurance and real estate rental, and Erle has a passion for helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/04/2024 - Present
LPL Financial LLC (IRVINE CA)
CA
11/14/1994 - 05/02/2007
SECURITIES AMERICA, INC. (TUSTIN CA)
NJ
01/21/1991 - 12/02/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/21/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NY
06/07/1989 - 04/15/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
06/07/1989 - 04/15/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 02/15/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1992
Series 7 - General Securities Representative Examination
BC
Issued 04/21/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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