Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erland? Claim Your ProfileErland Lum is a financial professional with over 35 years of experience in the industry. Erland is a registered representative of Osaic Wealth, Inc. and holds Series 6 and SIE licenses. Erland has also been a registered investment advisor in eight states, including Nevada, California, and Texas. Erland's professional experience has focused on providing financial advice to individuals and businesses. Erland has worked at KEOGLER, MORGAN & COMPANY, INC. and MANEQUITY, INC. Erland specializes in a variety of financial planning services, including investment management, retirement planning, and education planning. Erland provides financial advice to a range of client types, including individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NV
01/31/1997 - Present
Osaic Wealth, Inc. (HENDERSON NV)
GA
02/21/1989 - 01/31/1997
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
MA
05/19/1987 - 09/07/1990
MANEQUITY, INC. (BOSTON MA)
BC
Issued 07/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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