Unclaimed
Erinn Ravosa is a registered representative associated with Capital One Securities, Inc. Erinn is licensed in 11 states and holds the Series 63, Series 79TO, and SIE licenses. Erinn joined Capital One Securities, Inc. in August 2021. Erinn's first day in the securities industry was August 22, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/23/2021 - Present
Capital ONE Securities, Inc. (New York NY)
BC
Issued 10/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/21/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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