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Erin Yvonne Bufe-cabral

Fidelity Brokerage Services LLC

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About Erin Yvonne Bufe-cabral

Erin Yvonne Bufe-Cabral is a financial advisor with Fidelity Brokerage Services LLC. Erin has been in the financial services industry for over 5 years. Erin is registered with FINRA and holds Series 7, 9, 10, and 63 securities licenses. Erin is also registered to sell securities in Massachusetts, New Hampshire, Texas, and Utah.

Firm Information

Erin Bufe-cabral is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erin Bufe-cabral’s Registration & Firm History

NH

06/01/2019 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

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Licenses & Designations

BC

Issued 06/07/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/2021

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/17/2021

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/01/2019

Series 7TO - General Securities Representative Examination

BC

Issued 05/06/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Erin Yvonne Bufe-cabral.
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