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Erin Walters

Rockefeller Financial LLC

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About Erin Walters

Erin Walters is a financial advisor with over 19 years of experience in the industry. Erin is currently registered with Rockefeller Financial LLC and has been with the firm since February 2023. Prior to that, Erin worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, and Robert W. Baird & Co. Incorporated. Erin is a licensed advisor in 40 states. Erin holds a Series 66, Series 3, Series 7, Series 10, and Series 9 licenses. Erin's specializations include portfolio management for individuals, businesses, and pension consulting. Erin provides financial planning and selection of other advisors.

Firm Information

Erin Walters is currently registered with Rockefeller Financial LLC. Rockefeller Financial LLC is a Limited Liability Company formed in 2017 and headquartered in New York, NY. The firm has over 500 employees and manages over $50 billion in assets for clients including high-net-worth individuals, corporations, and charitable organizations. Their services include financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.
Rockefeller Financial LLC

45 ROCKEFELLER PLAZA

NEW YORK, NY 10111

$51.82B

Assets Under Management

161

Total Clients

747

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Erin Walters’s Registration & Firm History

GA

02/17/2023 - Present

Rockefeller Financial LLC (ATLANTA GA)

FL

05/23/2013 - 02/21/2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROCKLEDGE FL)

FL

06/01/2009 - 06/12/2013

MORGAN STANLEY (ORLANDO FL)

FL

03/27/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (ORLANDO FL)

FL

10/07/2004 - 03/18/2008

ROBERT W. BAIRD & CO. INCORPORATED (ORLANDO FL)

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Licenses & Designations

BOTH

Issued 12/02/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/04/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/18/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/01/2009

Series 3 - National Commodity Futures Examination

BC

Issued 10/06/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Erin Walters.
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