Unclaimed
Erin Therese Dominick is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Erin is a registered representative with the firm since 2000. Erin holds several licenses including Series 66, Series 10, Series 9, and Series 7. Erin has over 23 years of experience in the financial services industry. Erin is also a registered investment advisor representative and is licensed in several states. The firm Erin is with is based in New York and has over $1 trillion dollars in assets under management. The firm has a wide range of financial services offerings for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/23/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENSACOLA FL)
BOTH
Issued 08/24/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/01/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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