Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erin? Claim Your ProfileErin McMorrough is a financial advisor with Principal Securities, Inc. Erin has been in the financial services industry since 2010 and is registered with FINRA. Erin holds a Series 7, 66 and 26 license. Erin provides financial planning and investment management services to individuals, corporations, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
05/10/2024 - Present
Principal Securities, Inc. (DES MOINES IA)
MA
08/31/2023 - 04/09/2024
ASCENSUS BROKER DEALER SERVICES, LLC (NEWTON MA)
FL
08/31/2015 - 08/31/2023
NEWPORT GROUP SECURITIES, INC. (Lake Mary FL)
NY
01/08/2013 - 04/08/2015
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
01/30/2012 - 01/04/2013
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
03/09/2011 - 01/04/2013
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
CA
11/24/2009 - 08/11/2010
NUVEEN INVESTMENTS, LLC (LOS ANGELES CA)
BOTH
Issued 02/05/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/30/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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