Unclaimed
Erin Goldstein is a financial advisor with Wells Fargo Securities, LLC, a firm with offices in Charlotte, North Carolina. Erin has been in the financial industry since September 17, 2020. Erin is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 79TO, and SIE licenses. Erin is licensed in 53 states, the District of Columbia, Puerto Rico and the U.S. Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/18/2020 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 11/12/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/20/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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