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Erin Rose Zwick

DFA Securities LLC

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About Erin Rose Zwick

Erin Zwick is a registered representative with DFA Securities LLC. Erin's current employment began on 11/13/2019. Erin has been active in the industry for a little over 1 year. Erin holds Series 7TO, Series 63 and SIE licenses. Erin is registered in North Carolina.

Firm Information

Erin Zwick is currently registered with DFA Securities LLC. DFA Securities LLC is a Limited Liability Company formed in April 2009 and is registered in 53 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

237

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erin Zwick’s Registration & Firm History

NC

11/13/2019 - Present

DFA Securities LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 12/12/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/13/2019

Series 7TO - General Securities Representative Examination

BC

Issued 09/13/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Erin Rose Zwick.
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