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Erin Reidy

Pershing LLC

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About Erin Reidy

Erin Reidy is a financial advisor with Pershing LLC. Erin has been in the financial industry for over 14 years. Erin has a Series 7, Series 52, Series 99, and a Series 63 license. Erin has been registered in California since 2006. Erin is dedicated to providing clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

Erin Reidy is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erin Reidy’s Registration & Firm History

CA

10/17/2022 - Present

Pershing LLC (San Francisco CA)

CA

06/10/2019 - 04/07/2022

PERSHING LLC (San Francisco CA)

CA

11/30/2016 - 11/13/2018

PERSHING LLC (SAN FRANCISCO CA)

CA

01/23/2008 - 01/22/2016

J.P. MORGAN CLEARING CORP. (SAN FRANCISCO CA)

CA

01/23/2008 - 12/31/2008

J.P.MORGAN SECURITIES INC. (SAN FRANCISCO CA)

CA

08/24/2007 - 12/13/2007

CITIGROUP GLOBAL MARKETS INC. (WALNUT CREEK CA)

CA

11/22/2006 - 08/22/2007

BEAR, STEARNS & CO. INC. (SAN FRANCISCO CA)

CA

11/22/2006 - 08/22/2007

BEAR, STEARNS SECURITIES CORP. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 02/05/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Erin Reidy.
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