Unclaimed
Erin Rainwater is a financial advisor with Commonwealth Financial Network. She has been a registered representative for nearly two decades, with a career that spans multiple firms in the financial services industry. Erin holds several licenses, including Series 7, 6, and 66, as well as the Securities Industry Essentials Examination. Erin has a history of working with various clients, including individuals, high net worth individuals, corporations, and pension plans. Erin is a dedicated financial advisor committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
04/24/2024 - Present
Commonwealth Financial Network (WALTHAM MA)
NH
11/10/2023 - 04/10/2024
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
MA
12/18/2007 - 09/19/2023
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
MA
07/23/2004 - 06/08/2006
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BOTH
Issued 08/03/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/22/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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