Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erin? Claim Your ProfileErin McCain is a registered representative with Kestra Advisory Services, LLC. Erin has been in the financial services industry since 2004. Erin's current registrations include a registration as an investment adviser representative in the state of Mississippi. Erin is currently employed at Kestra Advisory Services, LLC and Kestra Investment Services, LLC. Erin also has prior employment experience at Securities America, Inc., Wachovia Securities, LLC, and Morgan Keegan & Company, Inc. Erin's prior registrations included a registration as a registered representative in the state of Mississippi. Erin has passed the Series 63, Series 65, Series 7, Series 9, Series 10, and SIE examinations. Erin specializes in providing financial planning, pension consulting, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MS
05/09/2016 - Present
Kestra Advisory Services, LLC (RIDGELAND MS)
MS
12/05/2008 - 11/12/2014
SECURITIES AMERICA, INC. (RIDGELAND MS)
MS
05/26/2006 - 12/08/2008
WACHOVIA SECURITIES, LLC (RIDGELAND MS)
MS
11/15/2004 - 06/01/2006
MORGAN KEEGAN & COMPANY, INC. (JACKSON MS)
IA
Issued 04/15/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/07/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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