Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erin? Claim Your ProfileErin Noel Smith is a financial advisor with LPL Financial LLC. Erin has been in the industry since June 12, 2002. Erin has a combined 21 years of experience in the securities industry. Erin has passed the Series 63, 66, 7, 9, and SIE exams. Erin is registered to provide investment advice in 21 states: Alaska, Arizona, California, Colorado, Florida, Hawaii, Idaho, Indiana, Louisiana, Missouri, Montana, Nebraska, Nevada, New Mexico, Oklahoma, Oregon, South Dakota, Tennessee, Texas, Utah, and Washington. Erin is also registered with FINRA and the SEC. Erin has previously worked for Waddell & Reed and Charles Schwab & Co., Inc. Erin has also worked for RECC LLC, Pivot Financial Group, and You'd Be So Dumb LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
07/21/2021 - Present
LPL Financial LLC (KENNEWICK WA)
WA
04/11/2012 - 07/21/2021
WADDELL & REED (KENNEWICK WA)
CO
03/28/2006 - 04/12/2010
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
TX
06/14/2000 - 03/01/2006
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 04/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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