Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erin? Claim Your ProfileErin Goodrich is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Erin has been in the industry since 2011 and holds both Series 6 and Series 7 licenses. Erin is also a registered Investment Advisor in California and Texas. Erin has a strong background in providing financial advice to individuals, businesses, and institutions. She specializes in portfolio management, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/17/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BREA CA)
CA
10/01/2012 - 05/27/2015
J.P. MORGAN SECURITIES LLC (BREA CA)
CA
02/14/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BREA CA)
IA
Issued 08/14/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/11/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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