Unclaimed
Erin Nicole Day is a financial advisor who has been working in the industry since 2021. Erin is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. Previously, Erin was employed at WELLS FARGO CLEARING SERVICES, LLC and TD AMERITRADE, INC. Erin specializes in financial planning and portfolio management for individuals and businesses. Erin is a Series 63, 7TO and SIE licensed advisor. Erin is currently registered in Arkansas, Illinois, Kansas, Missouri, and Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
MO
08/15/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (St Louis MO)
MO
02/25/2022 - 07/26/2023
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
11/03/2020 - 11/18/2021
TD AMERITRADE, INC. (ST. LOUIS MO)
BC
Issued 11/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/08/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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