Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erin? Claim Your ProfileErin Sotosky is a financial advisor at Raymond James Financial Services, Inc. Erin has been in the financial industry since 2004 and has held previous roles at Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and M&T Securities, Inc. Erin holds the Series 6, 7, 9, 10, 63 and SIE licenses. Erin is registered in Florida, Indiana, Michigan, New York, North Carolina and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
02/25/2010 - Present
Raymond James Financial Services, Inc. (JOHNSTOWN PA)
PA
06/27/2009 - 03/15/2010
MORGAN STANLEY SMITH BARNEY (JOHNSTOWN PA)
PA
09/13/2006 - 06/27/2009
CITIGROUP GLOBAL MARKETS INC. (JOHNSTOWN PA)
MD
12/10/2003 - 04/05/2006
M&T SECURITIES, INC. (BALTIMORE MD)
BC
Issued 02/06/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/24/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/09/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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