Unclaimed
Erin McNaughton has been in the financial services industry since 1996. Currently registered with J.P. Morgan Securities LLC, Erin has a long history of experience in the industry. Prior to joining J.P. Morgan Securities LLC, Erin worked at BARCLAYS CAPITAL INC., J.P. MORGAN SECURITIES INC., and SMITH BARNEY INC. Erin offers a range of financial services to clients, including financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/28/2016 - Present
J.p. Morgan Securities LLC (New York NY)
NY
05/27/2009 - 12/20/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/01/2008 - 05/29/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/30/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/23/1996 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/29/1995 - 04/03/1996
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 09/27/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/24/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/29/1999
Series 4 - Registered Options Principal Examination
BC
Issued 04/27/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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