Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erin? Claim Your ProfileErin Mary is an active financial advisor who has been in the industry since 1997. Erin Mary is currently registered with Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. in Arizona and Florida. Prior to her current role, Erin Mary has worked with Morgan Stanley Smith Barney, Raymond James & Associates, Inc., Syndicated Capital, Inc., UBS Financial Services Inc., Western Growers Financial Services, Inc., U.S. Bancorp Piper Jaffray Inc., First Union Securities, Inc., and Paine Webber Incorporated. Erin Mary holds Series 63, 66, 7, 9, 10 and 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/16/2020 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
CA
09/09/2011 - 07/11/2012
MORGAN STANLEY SMITH BARNEY (LONG BEACH CA)
CA
01/23/2008 - 08/16/2011
RAYMOND JAMES & ASSOCIATES, INC. (ROLLING HILLS ESTATES CA)
CA
02/25/2004 - 01/10/2007
SYNDICATED CAPITAL, INC. (DIAMOND BAR CA)
NJ
08/12/2003 - 12/19/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
CA
02/22/2002 - 04/02/2003
WESTERN GROWERS FINANCIAL SERVICES, INC. (IRVINE CA)
MN
05/18/2001 - 11/15/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MO
05/18/2000 - 05/23/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NJ
01/10/1997 - 05/26/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CA
02/21/1996 - 08/29/1996
CROWELL, WEEDON & CO. (LOS ANGELES CA)
NJ
05/16/1995 - 01/26/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 09/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2005
Series 24 - General Securities Principal Examination
BC
Issued 03/15/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/13/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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