Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erin? Claim Your ProfileErin Towey is a financial professional with over 20 years of experience in the financial services industry. Erin is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Erin has also held positions at WADDELL & REED, NORTHERN TRUST SECURITIES, INC., UBS FINANCIAL SERVICES INC., BARCLAYS CAPITAL INC., LEHMAN BROTHERS INC., SALOMON SMITH BARNEY INC., and LEGG MASON WOOD WALKER, INCORPORATED. Erin holds the Series 7, Series 63, and Series 66 securities licenses. Erin is also registered as an Investment Advisor Representative in Illinois and Texas. Erin has a demonstrated history of success in providing financial advice to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/02/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
10/17/2016 - 03/10/2017
WADDELL & REED (CHICAGO IL)
IL
06/16/2015 - 10/05/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCHAUMBURG IL)
IL
07/12/2013 - 08/04/2014
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
09/28/2010 - 05/17/2013
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
09/22/2008 - 12/24/2008
BARCLAYS CAPITAL INC. (CHICAGO IL)
IL
08/20/1999 - 09/22/2008
LEHMAN BROTHERS INC. (CHICAGO IL)
NY
04/05/1999 - 09/01/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MD
01/21/1999 - 02/15/1999
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 09/12/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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