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Erin Marie Murphy

National Financial Services LLC

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About Erin Marie Murphy

Erin Murphy is a financial advisor with National Financial Services LLC. Erin has been in the financial services industry since December 20, 2006. Erin holds the Series 7, Series 66 and SIE licenses. Erin is registered with the state of Rhode Island. Erin's previous experience includes working for Fidelity Brokerage Services LLC and Ameriprise Financial Services, Inc.

Firm Information

Erin Murphy is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erin Murphy’s Registration & Firm History

RI

04/26/2018 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

07/22/2015 - 04/11/2018

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

10/21/2005 - 06/04/2014

AMERIPRISE FINANCIAL SERVICES, INC. (PROVIDENCE RI)

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Licenses & Designations

BOTH

Issued 09/29/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Erin Marie Murphy.
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