Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erin? Claim Your ProfileErin Humphrey is a financial professional with experience in the financial services industry. She has a strong background in securities and investment advisory services. Erin holds a Series 7, Series 63, and Series 65 license. Erin has worked with Citigroup Global Markets Inc. and Charles Schwab & Co., Inc. Erin is currently registered with DWS Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/29/2024 - Present
DWS Distributors, Inc. (JACKSONVILLE FL)
FL
11/08/2023 - 06/04/2024
CITIGROUP GLOBAL MARKETS INC. (Jacksonville FL)
FL
02/27/2023 - 04/24/2023
CHARLES SCHWAB & CO., INC. (Temple Terrace FL)
IA
Issued 06/06/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Erin Humphrey is the right advisor for you? Invested Better is here to help.
