Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erin? Claim Your ProfileErin Foley is a registered Investment Advisor Representative with O'Shaughnessy Asset Management, LLC in Stamford, Connecticut. Erin has over 25 years of experience in the financial services industry. Erin has held previous roles with firms such as Quasar Distributors, LLC, Canaccord Adams Inc., Deutsche Bank Securities Inc., and Morgan Stanley & Co., Incorporated. Erin holds Series 63, Series 66, Series 7, Series 9, and Series 10 securities licenses. Erin's areas of specialization include Portfolio Management for Individuals, Portfolio Management for Investment Companies, and Portfolio Management for Pooled Investment Vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Assets under advisement (for uma)
1
2
CT
05/09/2008 - Present
O'Shaughnessy Asset Management, LLC (STAMFORD CT)
ME
04/11/2011 - 07/08/2013
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
CA
06/24/2002 - 02/27/2007
CANACCORD ADAMS INC. (SAN FRANCISCO CA)
NY
06/08/1998 - 06/18/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/09/1996 - 05/22/1998
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 05/08/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/25/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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