Unclaimed
Erin Marie Cunningham is a financial professional with over 15 years of experience in the industry. Erin has a strong background in the securities industry, having held positions at firms such as J.P. Morgan Securities LLC and Ameriprise Financial Services, Inc. Erin currently works as a Registered Representative for Goldman Sachs & Co. LLC, specializing in providing portfolio management services to individuals, businesses, and pooled investment vehicles. Erin has a broad range of expertise, including financial planning, investment banking, and educational seminars. Erin is dedicated to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
NY
07/11/2018 - Present
Goldman Sachs & Co. LLC (NEW YORK NY)
NY
07/20/2009 - 07/12/2016
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
VA
10/10/2003 - 08/01/2007
AMERIPRISE FINANCIAL SERVICES, INC. (VIENNA VA)
MN
10/10/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 07/23/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/21/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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