Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erin? Claim Your ProfileErin Carpenter is an investment advisor representative with Janney Montgomery Scott LLC in CHARLOTTE, NC. Erin has been in the securities industry since 2004. She is a licensed investment advisor representative in multiple states, including Florida, North Carolina, and Texas. Erin has held previous positions with ROBERT W. BAIRD & CO. INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, WELLS FARGO CLEARING SERVICES, LLC, and MORGAN STANLEY. Erin is dedicated to providing financial advice to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NC
03/23/2022 - Present
Janney Montgomery Scott LLC (CHARLOTTE NC)
NC
07/15/2019 - 03/22/2022
ROBERT W. BAIRD & CO. INCORPORATED (CHARLOTTE NC)
NC
07/19/2018 - 04/03/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
03/08/2013 - 06/25/2018
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
06/01/2009 - 11/01/2012
MORGAN STANLEY (CHARLOTTE NC)
NC
11/19/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CORNELIUS NC)
IA
Issued 10/27/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/22/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 11/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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