Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erin? Claim Your ProfileErin Machida Kwok is a securities professional with experience in the financial services industry. Erin is currently registered with Mizuho Securities USA LLC. Prior to joining Mizuho Securities USA LLC, Erin was employed at RBC Capital Markets, LLC. Erin has passed the Series 7, Series 79, Series 63 and SIE exams. Erin holds active registrations in all 50 states, the District of Columbia and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/14/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
02/01/2021 - 07/16/2021
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 11/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/09/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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