Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erin? Claim Your ProfileErin M. Flach-elliott is a financial professional who has been in the industry since November 2007. Currently, Erin is registered with MM Ascend Life Investor Services, LLC. Before that, Erin worked at Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc. Erin is licensed to conduct business in Kentucky and Ohio. Erin holds Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
08/11/2010 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
KY
01/01/2008 - 11/09/2009
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
02/28/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
BC
Issued 03/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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