Unclaimed
Erin Brown is a financial advisor registered in New York. Erin is currently employed by BNP Paribas Securities Corp. and has a background in the industry since 2005. Erin is a Series 63, Series 66, Series 24, SIE, Series 79TO, and Series 7 licensed representative. Erin's prior employers include BNP PARIBAS SECURITIES CORP. and UBS FINANCIAL SERVICES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/17/2023 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
07/20/2006 - 10/03/2017
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NJ
09/26/2005 - 07/24/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 10/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/17/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/2024
Series 24 - General Securities Principal Examination
BC
Issued 11/17/2023
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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